News Releases

Northern Securities Refuses OBSI Recommendation

Keybase Refuses OBSI Recommendation to Compensate Retail Investor in the Amount of $73,884

Union Securities Refuses OBSI Recommendation to Compensate Senior Investor in the Amount of $325,122

De Thomas Financial Refuses to Compensate Retired Investor $254,323 for Unsuitable Leveraged Investment Strategy

Ombudsman for Banking Services and Investments Publishes 2012 Annual Report

Ombudsman: Connor Financial Corporation Refuses to Compensate Multiple Investors More Than $337,000

Ombudsman: Macquarie Private Wealth Refuses to Compensate Multiple Investors More Than $230,000 Lost Due to Unsuitable Investments

Ombudsman: W.H. Stuart & Associates Refuses to Compensate Elderly Investor Clients More Than $41,000 Lost Due to Unsuitable Investments

Banks Commit to Ombudsman for Banking Services and Investments (OBSI)

Ombudsman: Octagon Capital Corporation Refuses to Compensate Elderly Investor Client More Than $181,000 Lost Due to Unsuitable Investments