News

W.H. Stuart & Associates Refuses OBSI Compensation Recommendation

Banks Commit to Ombudsman for Banking Services and Investments (OBSI)

Banks Commit to OBSI

CSA Proposes Expanded Mandate for OBSI • More Reaction to Octagon’s Refusal to Compensate • Holiday Reception

Reaction to Octagon’s Refusal to Fairly Compensate Customer

Ombudsman: Octagon Capital Corporation Refuses to Compensate Elderly Investor Client More Than $181,000 Lost Due to Unsuitable Investments

Octagon Refuses OBSI Compensation Recommendation

Firm Refusals to Compensate

Suitability and Loss Assessment Consultation • Financial Literacy Month • The Hon. Lincoln Alexander

OBSI issued a consultation paper in 2011 detailing its investment suitability and loss assessment process.