List of Participating Firms


Charles Dougall
Ombudsman
Office of the Ombudsman
44 King Street W
Toronto ON
M5H 1H1
(416) 933-3299
(800) 785-8772
(866) 787-7061

Brian Kinahan
Vice President, Credit & Support Services
45 Fairmont Blvd. S
Lethbridge AB
T1K 1T1
(403) 320-4600
(403) 320-3837

Trent Baker
Chief Compliance Officer
635 - 8th Ave SW
Suite 650
Calgary AB
T2P 3M3
(403) 880-3269
(403) 233-8040

John Gan
CEO
502-4885 Kingsway
Burnaby BC
V5H4T2
(604) 566-9835
(604) 566-9812

Martin Tam
CEO
9040 Leslie Street
Suite 221
Richmond Hill ON
L4B 3M4
(905) 597-5000
(905) 597-8366

Don Nilson
President
2227 Folkestone Way
West Vancouver ON
V7S 2Y6
(604) 921-3041
(604) 921-3045

Stephen Hamaliuk
Chief Compliance Officer
242 Royal Crest Place NW
Calgary AB
T3G 4M9
(403) 547-8118
(403) 242-1971

Roger Rosmus
President
401 Bay Street
Suite 2828
Toronto ON
M5H 2Y4
(416) 488-2887
(416) 488-1233

John Richardson
President
15 Toronto Street
Suite 400
Toronto ON
M5C 2E3
(416) 203-7331
(416) 203-6630

Nada Godin
Agente Administrative
295 Boulevard St. Pierre Ouest
Place de l'Acadie, C.P. 5554
Caraquet NB
E1W 1B7
(506) 726-4250
(506) 726-4025

Michael Liebrock
Chief Compliance Officer
150 Bloor Street West
Suite 310
Toronto ON
M5S 2X9
(416) 531-9497
(416) 531-1918



Brenda Strueby
Manager of Retail Services
78 Main Street
P.O. Box 520
Quill Lake SK
S0A 3E0
(306) 383-1132
(306) 383-2622

Robert S. McLeese
President
8 King Street East
Suite 1901
Toronto ON
M5C 1B5
(416) 366-4820
(416) 366-5123

Daniel Pembleton
President
370 King Street West
Suite 804
Toronto ON
M5H 3M7
(416) 429-9779
(416) 362-5749

Gino S. Cosentino
President & CEO
126 Simcoe St.
Suite 2608
Toronto ON
M5H 4E6
(416) 551-4110
(416) 848-6362

Avner Mandelman
President & CEO
4100 Yonge Street
Suite 506
Toronto ON
M2P 2B5
(416) 526-9949
(416) 288-8611

Raymond Li
President
18 Crown Steel Drive
Suite 311
Markham ON
L3R 9X8
(905) 479-1882
(905) 479-1820

Marian Buklis
Chief Compliance Officer
181 University Avenue
Suite 1400
Toronto ON
M5H 3M7
(416) 777-9636
(416) 777-2096

Marian Buklis
VP & CCO
181 University Ave
Suite 1400
Toronto ON
M5H 3M7
(416) 777-9005 x 8885149136
(416) 777-2096

Chad Mercer
Chief Compliance Officer
1140 Homer Street
Suite 210
Vancouver BC
V6B 2X6
(604) 682-4865
(604) 682-3265

Jeff Crich
Chief Operating Officer
1267 Cornwall Rd.
Suite 201
Oakville ON
L6J 7T5
(905) 257-0773
1 (888) 582-7863

Jacqueline Sanz
Chief Privacy Officer & Chief Compliance Officer
66 Wellington Street West
31st Floor, TD Centre, TD Bank Tower
Toronto ON
M5K 1E9
(416) 815-6225
(416) 865-4220

Myja Miller
COO, CFO & CCO
404 6th Avenue SW
Suite 700
Calgary AB
T2P 0R9
(403) 571-0300 x 8884228636
(403) 571-0310

Robert Jackson
President
130 King Street West
Suite 1800
Toronto ON
M5X 1E3
(416) 842-9011
(416) 947-0167

Francois Cardin
Corporate Secretary, General Counsel and Manager Corporate Affairs
800 Ren?-L?vesque Blvd. West
Suite 2750
Montral QC
H3B 1X9
(514) 908-7921
(514) 287-7200

Alex Giucciardi
President
10175 Keele Street
Unit 7
Maple ON
L6A 3Y9
(905) 850-5075
(905) 850-5022

Linnea McKercher
Vice President & Chief Compliance Officer
10303 Jasper Avenue
Suite 1250
Edmonton AB
T5J 3N6
(780) 429-3500
(780) 429-9680

Wendy Mason
Chief Compliance Officer
788 Island Park Drive
Ottawa ON
K1Y 0C2
(613) 656-0861
(613) 724-7389

David Schneider
Senior Compliance Manager
1515 - 20th Street W
Saskatoon SK
S7M 0Z5
(306) 657-6820
(306) 382-7600

Aleem Israel
President
330 Bay Street
Suite 820
Toronto ON
M5H 2S8
(416) 628-8068
(855) 620-8068

Jacqueline Sanz
Chief Privacy Officer & Chief Compliance Officer
66 Wellington Street West
31st Floor, TD Centre, TD Bank Tower
Toronto ON
M5K 1E9
(416) 815-6225
(416) 865-4220

Rob Dobbins
Director Investment Compliance
Toronto-Dominion Bank Tower
66 Wellington Street W, Suite 3100
Toronto ON
M5K 1E9
(416) 865-4176 x 8772056530
(416) 306-0706

Douglas Murray
Chief Compliance Officer
34 Molesworth Street
Dublin
(353) 166-1361 x 9
(353) 166-1361 x 5

Andrea Horan
Chief Compliance Officer
80 Richmond St. W.
Suite 203
Toronto ON
M5H 2A4
(416) 637-4635
(800) 595-6568

Jay Bala
President
77 King Street West, TD North Tower
Suite 4140
Toronto ON
M5K 1E7

Moutaz Fahad
This firm is not registered with any Canadian securities regulator. http://www.osc.gov.on.ca/en/Investors_cbyi_index.htm
3601 Highway 7
Suite 400
Markham ON
L3R 0M3
(905) 943-4276
1 (800) 982-1268

Lauron Yungwirth
General Manager
General Delivery
Albertville SK
S0J 0A0
(306) 929-4714
(306) 929-2123

Frank Moens
Managing Director
266 Adelaide Street West
Suite 101
Toronto ON
M5V 1R9
(416) 848-4124
(416) 506-0519

Helen Aldersley
President
491 10th Street
Hanover ON
N4N 1R2
(519) 364-6093
(519) 364-6195

Alexander Rhind
President
181 University Avenue
Toronto ON
M5H 3M7
(416) 929-2678 x 222

Raj Tandon
Founding Partner/COO
1 Yonge Street
Suite 1901
Toronto ON
M5E 1W7


V.P. Compliance, Chief Compliance Officer
200 - 3430 South Service Road
Burlington ON
L7N 3T9
(289) 288-0306 x 2006
(905) 634-8021

Tim Hodgson
Chief Compliance Officer
100 King Street West
Suite 7050
Toronto ON
M5X 1C7
(416) 360-6390
(866) 360-6009

Kevin Kirkwood
Chief Compliance Officer
909 Island Highway
Suite 101
Campbell River BC
V9W 2C2
(250) 287-4933
(250) 287-7736

Benoit Mayer Godin
President
1808 les Merles Street
Saint-Lazare QC
J7T 0B7
(514) 895-3503

Eve Chirkova
Chief Compliance Officer
106 Front Street East
Suite 300
Toronto ON
M5A 1E1
(416) 640-4750 x 20238665255477
(416) 640-4751

Louis Allard
President
9001 l'Acadie Blvd.
Suite 401
Montral QC
H4N 3H5
(514) 385-9001
(514) 385-9002

Katherine Smalley
President
368 Brunswick Avenue
Toronto ON
M5R 2Y9
(416) 961-8907
(416) 324-8253

Ken Choi
CCO
333 Bay Street
Suite 630
Toronto ON
M5H 2R2
(416) 506-0076 x 233

Michael Gratch
President
175 Bloor St. East
Suite 807, South Tower
Toronto ON
M4W 3R8
(416) 849-1925 x 174
(416) 913-1315

George Botros
Dealing & Advising Representative
11012 Macleod Trail SE
Suite 600
Calgary AB
T2J 6A5
(403) 254-9075
(403) 456-6412

Donna Mack
Chief Compliace Officer
410, 585-8th Street SW
Calgary AB
T2P 1G1
(403) 539-8579
(403) 539-8588

José Gallant
Ombudsperson
400 Albert Street
Ottawa ON
K1R 5B2
(613) 560-6614
(613) 560-0177

Claude Delage
President
426 rue Sainte-Helene
Suite 1
Montral QC
H2Y 2K7
(514) 788-1300
(514) 502-7489

Edith Reid
President and Chief Compliance Officer
94 Barbican Trail
St. Catharines ON
L2T 4A8
(905) 680-9544
(905) 680-8546

Rolf Spielmann
VP Compliance
600 rue de la Gaucheti?re Ouest
Suite 2000
Montral QC
H3B 4L8
(514) 393-4731
(514) 878-2127

Deborah Judd
COO and CCO (Canada)
8 Sound Shore Drive
Greenwich CT
06830
(203) 661-0030
(203) 661-7164

Paul Jelec
EVP & CFO
55 Yonge Street
Suite 1100
Toronto ON
M5E 1J4
(416) 369-3029
(416) 369-9268

Lori Ciani
Deputy Ombudsman and Complaints Officer
PO Box 3204, STN "F"
Toronto ON
M1W 3W7
(437) 836-7400
(888) 301-5312
(647) 259-8770

Chantale Bacon
Chief Compliance Officer
2000 McGill College Ave.
Suite 1920
Montral QC
H3A 3E3
(514) 982-2907
(514) 982-2915

John McAleer
President
3818 2 St. SW
Calgary AB
T2S 1T8
(403) 215-0857

Jody Forsyth
Managing Partner
110 - 9th Avenue SW
Suite 1100
Calgary AB
T2P 0T1
(403) 231-4433
(403) 234-8434

Gerry Bettig
President
1661 Portage Avenue
Suite 814
Winnipeg MB
R3J 3T7
(204) 975-5131
(204) 975-5960

Khashayar (Kash) Hashemi
President
100 Park Royal South
Suite 704
West Vancouver BC
V7T 1A2
(604) 281-1557
(604) 281-1179

Neeraj Monga
CEO
372 Bay Street
Suite 1200
Toronto ON
M5H 2W9
(416) 860-9797
(416) 860-9191

Tanya Causgrove
CFO & Director
400 - 3rd Ave SW
Suite 4300
Calgary AB
T2P 4H2
(403) 292-0573
(403) 292-0276

Dorin Boeriu
Compliance Manager
60 Columbia Way
Suite 900
Markham ON
L3R 0C9
(905) 709-7066 x 2254
(905) 709-7044


Shekar
24 Raffles Place
19-01 Clifford Centre
Singapore
048621
(656) 535-6176
(656) 234-4513

Mark Kennedy
CCO
36 Toronto Street
Street 750
Toronto ON
M5C 2C5
(416) 323-0477
(416) 323-3199

Douglas St. Arnault
President
3993 Henning Drive
Suite 209
Burnaby BC
V6C 6P7
(604) 434-3863
(604) 434-3873

Conor Bill
Chief Executive Officer
5 Hazelton Ave.
Suite 200
Toronto ON
M5R 2E1
(416) 934-7455
(416) 943-7459


4195 Dundas Street W
Suite 312
Toronto ON
M8X 1V4
(416) 646-7605
(416) 640-0474

Miika Makela
Executive Director, Capital Markets
1070 West Pender Street
Suite 202
Vancouver BC
V6E 2N7
(778) 588-9535 x 702

Allan Beck
CEO
2707 - 58 Avenue S.E
Suite 1
Calgary AB
T2C 0B4
(403) 276-1800
(403) 276-1888

Marshall Farris
President
888 Dunsmuir Str.
Suite 1100
Vancouver BC
V6C 3K4
(604) 637-6373
(604) 608-5433

Michael Arruda
Manager, Complaints and Investigations
15 York Street
4th Floor
Toronto ON
M5J 0A3
(888) 348-9994 x 7132
(416) 681-8850

Michael Arruda
Manager, Complaints and Investigations
15 York Street
4th Floor
Toronto ON
M5J 0A3
(888) 348-9994 x 7132
(416) 681-8850

Sasha Rnjak
Chief Compliance Officer
77 King Street West
Suite 2110
Toronto ON
M5K 1G8
(416) 583-2320
(877) 374-7952

John Hanrahan
CEO
1660 Hollis Street
Suite 304
Halifax NS
B3J 1V7
(902) 496-3280 x 8665525509
(902) 496-3290

Darren Gross
CCO
200, 239 - 8th Avenue SW
Calgary AB
T2P 1B9
(403) 803-0334

Brian Pynn
Chief Compliance Officer
#720, 919-11 Ave. SW
Calgary AB
T2R 1P3
(403) 541-4238
(403) 541-4211

Ian Miller
Country Manager & Ombudsman
7 Mill Street
Suite 1000
Almonte ON
K0A 1A0
(613) 256-9134
(613) 256-9133

Guy Roby
Chief Compliance Officer
600 de la Gaucheti?re W
Suite 2740
Montreal QC
H3B 4L8
(514) 390-4237
(514) 878-2127

Charles Dougall
Ombudsman
Office of the Ombudsman
44 King Street W
Toronto ON
M5H 1H1
(416) 933-3299
(800) 785-8772
(866) 787-7061

Arthur Chan
Director of Finance
615 - 3rd Avenue SW
Suite 301
Calgary AB
T2P 0G6
1 1 (888) 792-9291 x 709

Duncan B. Webster
Chief Executive Officer
208 Queens Quay West
Suite 2302
Toronto ON
M5J 2Y5
(416) 997-0180

Andrew Shortreid
President
100 Saghalie Rd.
Suite 105
Victoria BC
V9A 0A1
(250) 385-3333
(877) 350-9171

Paul Gardner
Partner and Portfolio Manager
47 Colborne Street
Suite 300
Toronto ON
M5E 1P8
(416) 482-2004
(416) 482-0007

Trevor Stott
President
6025-12th Street
Suite 235
Calgary AB
T2H 2K1
(403) 225-4575
(403) 225-4579

Harj Thind
Chief Compliance Officer
1177 West Hastings Street
Suite 2310
Vancouver BC
V6E 2K3
(604) 638-3695
(604) 677-6153

Adir Koschitzky
President
390 Bay Street
Suite 1206
Toronto ON
M5H 2Y2
(416) 687-6672

John Richardson
President
15 Toronto Street
Suite 400
Toronto ON
M5C 2E3
(416) 203-7331
(416) 203-6630

Meir Cohen
Director
68 Jessica Gardens
Thornhill ON
L4J 3G2
(647) 992-1750
(905) 418-0245

Bernard Pich
Ombudsman
1981 McGill College Avenue
14th Floor
Montreal QC
H3A 3K3
(514) 284-7192 x 8004791244
(800) 473-4790

Brian Prosse
Chief Compliance Officer
199 Bay Street, Suite 610
PO Box 35 Station Commerce Court
Toronto ON
M5L 0A3
(416) 413-7222
(416) 979-2804

Brian Prosser
Chief Compliance Officer
199 Bay Street, Suite 610
PO Box 35 Station Commerce Court
Toronto ON
M5L 0A3
(416) 413-7222
(416) 979-2804

Ali Alagheband
President & CEO
22 St. Claire Avenue East
Suite 200
Toronto ON
M4T 2S5
(416) 324-5701
(416) 863-5161


181 Bay Street
Suite 400
Toronto ON
M5J 2V8
(416) 349-4100


Executive Vice President
50 Minthorn Boulevard
Suite 600
Markham ON
L3T 7X8
(905) 771-6886
(905) 771-8555