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OBSI e-News: Q3/2018

Posted on Wednesday, September 05, 2018 02:00 PM

Read OBSI's latest newsletter for our public policy submissions, new initiatives and approaches, case statistics and more.

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  • Bulletin Q32018
  • e-News Q32018

OBSI supports the Canadian Securities Administrator proposed rules for financial advisors

Posted on Tuesday, June 26, 2018 09:30 AM

TORONTO, Ontario, June 28, 2018 – The Ombudsman for Banking Services and Investments (OBSI) has released its comments regarding the Canadian Securities Administrators (CSA) proposed rules for financial advisors.

OBSI supports the CSA's proposed amendments to National Instrument 31-103 and Companion Policy 31-103CP. We welcome the CSA’s efforts to bring greater clarity, establish one set of rules and to harmonize regulatory requirements across Canadian capital markets. When Canada’s provincial and...

OBSI e-News: Q2/2018

Posted on Tuesday, May 22, 2018 03:00 PM

Read OBSI's latest newsletter for information about the Terms of Reference public consultation, Firm Helpdesk launch, Q1 statistics and more.

Attachments

  • Bulletin de l'OSBI: Q2/2018
  • OBSI e-News: Q2/2018

OBSI Board Announces New Chair and Members of the Consumer and Investor Advisory Council

Posted on Friday, April 06, 2018 12:30 PM

The Ombudsman for Banking Services and Investments Board of Directors announced the new members of its independent Consumer and Investor Advisory Council (CIAC) and the appointment of a new Chair of the council.

Guy Lemoine has been appointed the new Chair of the CIAC. Mr. Lemoine has been a member of the CIAC since 2014. He is a lawyer by profession, and holds a master’s degree in public administration. He has previously worked with the Office of the Attorney General of Quebec specializing in economic...

OBSI supports OSC's Seniors Strategy

Posted on Tuesday, March 20, 2018 11:00 AM

March 20, 2018 - Canada’s Ombudsman for Banking Services and Investments (OBSI) is pleased to support the Ontario Securities Commission’s (OSC) Seniors Strategy. The document highlights the challenges Ontario’s seniors face in the financial services market as they live longer and lead increasingly complex financial lives.

“We specifically support the strategies to address these challenges,” said Sarah Bradley, Ombudsman and CEO, OBSI. “We feel these strategies will positively and meaningfully...

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